Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Guadalupe Carvajal is an investment advisor representative at U.S. Bancorp Investments, Inc., based in Rancho Palos Verdes, California. Maria is registered with the state of California and has been active in the financial industry since 2004. She provides portfolio management and financial planning services to individuals, businesses, and high-net-worth clients. Maria has experience in both traditional and variable contract products. Prior to joining U.S. Bancorp Investments, Inc., Maria worked as a financial advisor at various firms including BNY Mellon Capital Markets, LLC, Princor Financial Services Corporation, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
09/18/2017 - Present
U.s. Bancorp Investments, Inc. (Rancho Palos Verdes CA)
CA
05/09/2014 - 04/27/2017
U.S. BANCORP INVESTMENTS, INC. (LOS ANGELES CA)
CA
06/29/2009 - 12/31/2012
U.S. BANCORP INVESTMENTS, INC. (LOS ANGELES CA)
NY
01/18/2008 - 05/14/2009
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
CA
04/12/2004 - 06/15/2007
PRINCOR FINANCIAL SERVICES CORPORATION (GLENDALE CA)
NY
01/29/2002 - 08/06/2003
AXA ADVISORS, LLC (NEW YORK NY)
GA
11/09/2000 - 12/21/2001
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 02/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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