Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Ganley is a registered representative with J.P. Morgan Securities LLC. Maria has been in the financial services industry since 1998. Maria has a wide range of experience in the financial industry, having previously worked at firms like TD Ameritrade, Charles Schwab & Co., Inc., and MBSC Securities Corporation. Maria is currently registered in California, Connecticut, Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/21/2023 - Present
J.p. Morgan Securities LLC (MATTITUCK NY)
NY
05/06/2021 - 02/01/2023
CHARLES SCHWAB & CO., INC. (Huntington Station NY)
NY
03/21/2019 - 01/11/2021
TD AMERITRADE, INC. (Huntington Station NY)
NY
12/14/2016 - 04/12/2017
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
04/04/2016 - 09/01/2016
HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)
NY
01/17/2013 - 04/29/2014
FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)
NY
01/07/2011 - 01/04/2013
HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)
NY
09/13/2005 - 02/13/2009
NEW ENGLAND SECURITIES (UNIONDALE NY)
VT
03/24/1999 - 08/30/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
12/17/1993 - 09/18/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
VT
04/06/1993 - 12/07/1993
EQUITY SERVICES, INC. (MONTPELIER VT)
TX
03/10/1992 - 02/24/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/22/1990 - 02/21/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/11/1989 - 05/30/1990
FAITOS & COMPANY, INC.
BOTH
Issued 12/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 9/11/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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