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Maria Ganley

J.p. Morgan Securities LLC

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About Maria Ganley

Maria Ganley is a registered representative with J.P. Morgan Securities LLC. Maria has been in the industry since 1998 and has experience working with a variety of clients including high net worth individuals, corporations, and pension plans. Maria is also a registered investment advisor representative. In addition to her role at J.P. Morgan Securities LLC, Maria also holds Series 6, 7, and 66 licenses.

Firm Information

Maria Ganley is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Maria Ganley’s Registration & Firm History

NY

09/21/2023 - Present

J.p. Morgan Securities LLC (MATTITUCK NY)

NY

05/06/2021 - 02/01/2023

CHARLES SCHWAB & CO., INC. (Huntington Station NY)

NY

03/21/2019 - 01/11/2021

TD AMERITRADE, INC. (Huntington Station NY)

NY

12/14/2016 - 04/12/2017

MBSC SECURITIES CORPORATION (UNIONDALE NY)

NY

04/04/2016 - 09/01/2016

HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)

NY

01/17/2013 - 04/29/2014

FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)

NY

01/07/2011 - 01/04/2013

HORNOR, TOWNSEND & KENT, INC. (UNIONDALE NY)

NY

09/13/2005 - 02/13/2009

NEW ENGLAND SECURITIES (UNIONDALE NY)

VT

03/24/1999 - 08/30/2004

EQUITY SERVICES, INC. (MONTPELIER VT)

NY

12/17/1993 - 09/18/1998

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

VT

04/06/1993 - 12/07/1993

EQUITY SERVICES, INC. (MONTPELIER VT)

TX

03/10/1992 - 02/24/1993

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

05/22/1990 - 02/21/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

12/11/1989 - 05/30/1990

FAITOS & COMPANY, INC.

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Licenses & Designations

BOTH

Issued 12/14/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/14/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1991

Series 7 - General Securities Representative Examination

BC

Issued 10/24/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maria Ganley.
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