Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Sanudo is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in SANTA MONICA, CA. Maria has been in the industry since January 2010, holds a Series 66 license and has 7 approved SRO registrations. Maria is registered in 12 states including California, Texas, Arizona, Florida, New York and others. Maria also previously worked at BBVA Compass Investment Solutions, Inc in Tucson, Arizona. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large firm with offices in New York, NY and has approximately $10 billion - $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA MONICA CA)
AZ
01/08/2010 - 09/24/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TUCSON AZ)
BOTH
Issued 05/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Maria Sanudo is the right advisor for you? Invested Better is here to help.
