Unclaimed
Maria Fridman is a registered representative with Rabo Securities USA, Inc. Maria has been in the industry since 2014. Maria has passed the Series 63, Series 79 and SIE exams. Maria is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/15/2014 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
BC
Issued 04/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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