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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria fatima? Claim Your ProfileMaria Fatima Nicole Victoria has been working in the financial services industry since November 2009. Victoria currently works as an Investment Advisor Representative at Morgan Stanley. Victoria has previously worked at UBS Financial Services, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Victoria is registered with FINRA and holds a Series 3, Series 7, Series 9, Series 10, and Series 66 license. Victoria is also registered in 53 states. Victoria provides asset allocation advice, financial planning, pension consulting, and educational seminars. Victoria also specializes in portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2022 - Present
Morgan Stanley (Beverly Hills CA)
CA
12/15/2018 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
01/16/2015 - 11/19/2018
MORGAN STANLEY (PASADENA CA)
CA
06/16/2014 - 12/23/2014
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
09/25/2009 - 06/03/2014
MORGAN STANLEY (BEVERLY HILLS CA)
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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