Unclaimed
Maria Elena Mosier is a financial professional with over 15 years of experience in the industry. Maria is currently registered with Pruco Securities, LLC and has a Series 7, 24, 53 and 63 license. Maria was previously registered with MetLife Securities Inc. and Metropolitan Life Insurance Company. Maria specializes in providing financial advice to individuals, corporations and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
OR
04/04/2011 - Present
Pruco Securities, LLC (Lake Oswego OR)
CA
03/07/2006 - 04/21/2010
METLIFE SECURITIES INC. (LOS ANGELES CA)
CA
03/07/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)
BC
Issued 11/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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