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Maria Elena Mosier

Pruco Securities, LLC

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About Maria Elena Mosier

Maria Elena Mosier is a financial professional with over 15 years of experience in the industry. Maria is currently registered with Pruco Securities, LLC and has a Series 7, 24, 53 and 63 license. Maria was previously registered with MetLife Securities Inc. and Metropolitan Life Insurance Company. Maria specializes in providing financial advice to individuals, corporations and trusts.

Firm Information

Maria Mosier is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Maria Mosier’s Registration & Firm History

OR

04/04/2011 - Present

Pruco Securities, LLC (Lake Oswego OR)

CA

03/07/2006 - 04/21/2010

METLIFE SECURITIES INC. (LOS ANGELES CA)

CA

03/07/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 11/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Elena Mosier.
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