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Maria Elena Monks

Fidelity Brokerage Services LLC

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About Maria Elena Monks

Maria Elena Monks is a financial professional with over 20 years of experience in the industry. Maria is currently registered with Fidelity Brokerage Services LLC and holds several licenses, including Series 7, Series 9, Series 10, and Series 63. Maria has a strong background in securities sales and supervision and is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Maria Monks is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Monks’s Registration & Firm History

NH

03/07/2000 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 04/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/30/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maria Elena Monks.
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