Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Galvan is a financial professional with over 17 years of experience in the financial services industry. Maria is currently registered with Frost Brokerage Services, Inc. in Texas. She holds Series 6 and Series 63 securities licenses as well as the Securities Industry Essentials (SIE) Exam. Prior to joining Frost Brokerage Services, Inc., Maria was employed at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/08/2022 - Present
Frost Brokerage Services, Inc. (SAN ANTONIO TX)
TX
10/01/2012 - 09/24/2022
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
07/03/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
TX
11/23/2004 - 05/29/2007
CHASE INVESTMENT SERVICES CORP. (GRAND PRAIRIE TX)
BC
Issued 02/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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