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Maria Dunn

Alexander Capital, LP

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About Maria Dunn

Maria Dunn is a financial professional with over 17 years of experience in the industry. Maria is currently registered with Alexander Capital, LP. Prior to joining Alexander Capital, LP, Maria held positions at several other financial institutions including JOSEPH GUNNAR & CO. LLC, JOHN THOMAS FINANCIAL, NEWBRIDGE SECURITIES CORPORATION, FIRST REPUBLIC GROUP, LLC, JOSEPH STEVENS & COMPANY, INC., LADENBURG, THALMANN & CO., INC. and LADENBURG CAPITAL MANAGEMENT INC.. Maria is a Series 7, Series 79TO, Series 99TO, and SIE licensed professional.

Firm Information

Maria Dunn is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Dunn’s Registration & Firm History

NY

04/05/2018 - Present

Alexander Capital, LP (STATEN ISLAND NY)

NY

03/19/2015 - 06/22/2016

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

03/20/2007 - 06/20/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

12/18/2006 - 12/20/2006

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

01/17/2006 - 12/14/2006

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NY

11/03/2004 - 02/06/2006

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

11/20/2002 - 11/05/2004

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

07/16/2002 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Dunn.
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