Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Dolores Barela is a financial advisor with over 25 years of experience in the industry. Maria is currently registered with LPL Financial LLC. Maria holds a variety of licenses and certifications including Series 7, Series 63, Series 31, Series 52, and SIE. Maria has also obtained a Certified Financial Planner designation. Maria's previous experience includes roles with Wachovia Securities, LLC, A.G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Olde Discount Corporation. Maria has a broad range of experience advising individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
01/22/2014 - Present
LPL Financial LLC (DENVER CO)
CO
01/01/2008 - 04/24/2009
WACHOVIA SECURITIES, LLC (DENVER CO)
CO
11/26/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENVER CO)
NY
03/06/2000 - 12/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/11/1997 - 03/08/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
10/30/1995 - 06/02/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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