Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Ruiz has been in the financial services industry since April 1, 2015. She is currently registered with Empower Financial Services, Inc. and holds Series 6, SIE, and Series 63 licenses. Maria is licensed to provide financial advice in Colorado and Kansas. Previously, Maria was registered with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/27/2019 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
03/27/2015 - 11/20/2019
J.P. MORGAN SECURITIES LLC (AURORA CO)
BC
Issued 04/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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