Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Guardado is a financial professional with over 15 years of experience in the financial services industry. Maria is currently registered with Nylife Securities LLC and holds Series 6, 63, and SIE licenses. Previously, Maria was associated with J.P. Morgan Securities LLC, Chase Investment Services Corp., and Banc One Securities Corporation. Maria holds a Series 63 license, indicating she is licensed to sell securities in Illinois, California, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/06/2023 - Present
Nylife Securities LLC (SCHAUMBURG IL)
IL
03/05/2019 - 08/25/2020
J.P. MORGAN SECURITIES LLC (OAK BROOK IL)
IL
07/06/2005 - 09/08/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/05/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 09/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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