Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Pejoro is a financial advisor with over 28 years of experience in the financial services industry. Maria is currently registered with Oppenheimer & Co. Inc. and has previously worked at Raymond James & Associates, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley, and J.P. Morgan Securities LLC. Maria has a strong track record of success in helping clients achieve their financial goals. Maria is committed to providing her clients with personalized financial advice and guidance. Maria is a Series 7, Series 9, Series 10, and Series 63 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
10/10/2023 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
CA
12/02/2020 - 03/01/2022
CANTELLA & CO., INC. (Walnut Creek CA)
CA
03/06/2019 - 12/02/2020
RAYMOND JAMES & ASSOCIATES, INC. (San Francisco CA)
CA
03/02/2018 - 03/12/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
07/25/2017 - 02/20/2018
MORGAN STANLEY (SANTA ROSA CA)
CA
07/01/2013 - 08/24/2015
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
10/29/2012 - 07/17/2013
MORGAN STANLEY (MENLO PARK CA)
CA
07/10/2010 - 06/30/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
09/20/2010 - 01/24/2011
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
08/25/1999 - 07/19/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 08/16/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
01/17/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
12/17/1993 - 07/17/1995
GENESIS MERCHANT GROUP SECURITIES L.P. (NEW YORK NY)
NA
07/25/1990 - 04/14/1993
MONTGOMERY SECURITIES
CA
09/20/1988 - 04/14/1993
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NA
06/01/1989 - 09/19/1989
WINGFIELD SECURITIES CORPORATION
BC
Issued 11/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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