Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Cristina Velasquez is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC in Miami, FL. Maria has been in the financial services industry for 19 years and has experience with a variety of financial products and services. Maria has passed several industry exams, including the Series 7, Series 63, Series 65, Series 31, and Series 99. She is also a Registered Options Principal and holds a Series 10 and Series 9 license. Maria has previously worked with Truist Investment Services, Inc., Wells Fargo Clearing Services, LLC, Wachovia Securities Financial Network, LLC, Morgan Stanley DW Inc., and Wallstreet Electronica, Inc.. Maria offers investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors. She can assist clients with portfolio management for businesses and individuals. Maria is currently registered with FINRA and is approved to conduct business in Florida, Georgia, and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/02/2023 - Present
Wells Fargo Clearing Services, LLC (MIAMI FL)
FL
06/28/2022 - 01/02/2023
TRUIST INVESTMENT SERVICES, INC. (FORT LAUDERDALE FL)
FL
02/21/2007 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
10/16/2006 - 01/09/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MIAMI BEACH FL)
FL
08/26/2004 - 01/03/2006
MORGAN STANLEY DW INC. (MIAMI FL)
FL
11/25/2002 - 05/03/2004
WALLSTREET ELECTRONICA, INC. (CORAL GABLES FL)
IA
Issued 10/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/08/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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