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Maria Cristina Guillen cervantes

Smbc Nikko Securities America, Inc.

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About Maria Cristina Guillen cervantes

Maria Cristina Guillen cervantes is an Investment Banking Registered Representative. Maria Cristina is a registered representative with Smbc Nikko Securities America, Inc. Maria Cristina's professional experience includes working as a registered representative for Credit Agricole Securities (USA) Inc.. Maria Cristina has been in the securities industry since March 12, 2017.

Firm Information

Maria Guillen cervantes is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Guillen cervantes’s Registration & Firm History

NY

09/27/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/08/2016 - 06/23/2023

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Cristina Guillen cervantes.
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