Unclaimed
Maria Cristina Guillen cervantes is an Investment Banking Registered Representative. Maria Cristina is a registered representative with Smbc Nikko Securities America, Inc. Maria Cristina's professional experience includes working as a registered representative for Credit Agricole Securities (USA) Inc.. Maria Cristina has been in the securities industry since March 12, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/27/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/08/2016 - 06/23/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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