Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Conlon is an active investment advisor representative with Equity Services, Inc. based in Warwick, Rhode Island. Maria has been in the financial services industry since May 2007 and holds Series 6, 7, 63 and 66 licenses. Maria has experience in providing investment advice to individuals and businesses. In addition to the current role, Maria is also involved in other businesses, including the firm MAFFE Financial Group, insurance agent, and basketball coaching, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
02/06/2020 - Present
Equity Services, Inc. (WARWICK RI)
CT
03/25/2017 - 12/07/2017
MML INVESTORS SERVICES, LLC (SHELTON CT)
CT
05/14/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SHELTON CT)
CT
05/14/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)
BOTH
Issued 01/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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