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Maria Concepcion Gonzalez

G1 Execution Services, LLC

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About Maria Concepcion Gonzalez

Maria Gonzalez is a financial professional with over 25 years of experience in the financial services industry. Maria has a strong background in securities trading and has held positions at several prominent firms including GVR Company, First Union Securities, Inc., E*TRADE SECURITIES LLC, and E*TRADE CLEARING LLC. Currently, Maria is registered with G1 Execution Services, LLC as a Securities Representative. Maria holds several industry licenses including Series 7, Series 55, Series 57TO, and Series 63, and is licensed to conduct business in Illinois.

Firm Information

Maria Gonzalez is currently registered with G1 Execution Services, LLC. G1 Execution Services, LLC is a Limited Liability Company formed in August 2000. The firm has been approved to operate in Illinois and Pennsylvania, and holds one approved SEC registration. The firm has 33 Regulatory Events and 1 Civil Event disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Gonzalez’s Registration & Firm History

IL

06/05/2001 - Present

G1 Execution Services, LLC (CHICAGO IL)

IL

02/27/2009 - 10/23/2012

E*TRADE SECURITIES LLC (CHICAGO IL)

NJ

04/23/2008 - 10/23/2012

E*TRADE CLEARING LLC (JERSEY CITY NJ)

IL

11/10/1999 - 06/05/2001

GVR COMPANY (CHICAGO IL)

MO

07/21/1997 - 12/03/1999

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 10/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maria Concepcion Gonzalez.
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