Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Cecilia Robles is a financial advisor with Tradition Securities AND Derivatives LLC located in New York, NY. Maria has been in the financial services industry since 2006 and is a Series 7, Series 24 and Series 63 licensed professional. Maria has worked at several firms including GFI SECURITIES LLC, TULLETT PREBON FINANCIAL SERVICES LLC and PREBON FINANCIAL PRODUCTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2020 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
08/15/2016 - 04/28/2020
GFI SECURITIES LLC (NEW YORK NY)
NY
08/27/2009 - 05/17/2016
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
04/23/2008 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NY
10/05/2005 - 03/17/2008
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 11/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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