Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Catherine Kaufman is a financial professional with over 20 years of experience in the securities industry. Maria currently works with David Lerner Associates, Inc. and is registered with FINRA and the state of New York. Prior to joining David Lerner Associates, Inc., Maria was employed with Seaboard Securities, Inc. and Tassin & Company, Inc. Maria holds Series 7, 24 and 63 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2000 - Present
David Lerner Associates, Inc. (SYOSSET NY)
NJ
06/28/1999 - 07/25/2000
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
02/04/1999 - 06/28/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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