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Maria Carolina Montiel

BNY Mellon Securities Corp.

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About Maria Carolina Montiel

Maria Carolina Montiel is a registered representative with BNY Mellon Securities Corp. based in Atlanta, Georgia. Maria has been in the securities industry since 2003 and has a broad range of experience. Maria is licensed in several states, including California, Connecticut, Florida, Georgia, New Jersey, New York, North Carolina, and Tennessee. Maria holds the Series 7, Series 66, and SIE licenses. She is a dedicated professional with a strong commitment to providing exceptional financial guidance to clients.

Firm Information

Maria Montiel is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maria Montiel’s Registration & Firm History

GA

07/03/2019 - Present

BNY Mellon Securities Corp. (ATLANTA GA)

FL

05/23/2013 - 08/25/2017

EFG CAPITAL INTERNATIONAL (MIAMI FL)

FL

01/01/2005 - 04/22/2013

HSBC SECURITIES (USA) INC. (MIAMI FL)

NY

10/15/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maria Carolina Montiel. Review regulatory record here.
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