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Maria carmen Barnes Abustan

CWM, LLC

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About Maria carmen Barnes Abustan

Maria Carmen Barnes Abustan is a registered investment advisor with CWM, LLC, a firm with over 240 licensed agents and 475 investment adviser representatives. She is a Registered Representative who is currently licensed to provide financial services in New York. Maria Carmen Barnes Abustan also holds the Series 63, Series 65, and SIE licenses. Previously, Maria Carmen Barnes Abustan has worked with NYLIFE Securities LLC and Angulo Strategies LLC. Maria Carmen Barnes Abustan provides financial planning and portfolio management for individuals and also serves as a sub-advisor for other investment advisory firms.

Firm Information

Maria carmen Abustan is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Maria carmen Abustan’s Registration & Firm History

NY

11/17/2023 - Present

CWM, LLC (Hauppauge NY)

NY

12/13/2017 - 07/18/2022

NYLIFE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/13/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Maria carmen Barnes Abustan.
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