Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Caffray is an investment advisor representative, registered with Raymond James & Associates, Inc. based in Scottsdale, Arizona. Maria has worked as an advisor since 1998 and has a broad range of experience in the financial services industry, having previously worked with firms like Wells Fargo Clearing Services, LLC, Morgan Stanley, and Oppenheimer & Co. Inc. Maria holds Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/19/2023 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
10/05/2012 - 07/25/2023
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/01/2009 - 10/24/2012
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
01/06/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NY
05/21/2004 - 07/09/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NJ
01/13/1999 - 09/06/2002
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
PA
05/18/1998 - 10/12/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 05/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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