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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Palumbo is a financial advisor with Morgan Stanley. Maria has been in the financial services industry since 1999. She is registered to provide investment advice in New York and Texas. Maria has a wide range of experience, having worked at several firms before joining Morgan Stanley. She is also a licensed securities agent and has passed numerous industry exams, including the Series 7, Series 63, Series 65, and Series 66. Maria is dedicated to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
12/15/2022 - Present
Morgan Stanley (New York NY)
CT
05/18/2016 - 12/02/2022
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
12/04/2015 - 05/09/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/25/2013 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/27/2009 - 07/15/2013
OPPENHEIMER & CO. INC. (WHITE PLAINS NY)
NY
11/22/2002 - 08/27/2009
DOFT & CO., INC. (NEW YORK NY)
NY
05/21/1998 - 08/14/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 10/02/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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