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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria C. Lipton is an Investment Advisor Representative with Morgan Stanley. Maria is based in Miami, Florida and has been in the industry since January 2009. Maria has a strong background in both broker-dealer and investment advisory work, previously working with UBS International Inc. from January 2009 through October 2009. Prior to working with UBS International Inc., Maria worked with Morgan Stanley Smith Barney. Maria holds the Series 7, Series 66 and SIE licenses and the Series 79TO license. Maria is also registered as an Investment Advisor Representative in 35 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/20/2009 - Present
Morgan Stanley (Miami FL)
NY
01/09/2009 - 10/30/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 04/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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