Unclaimed
Maria Bascetta is a financial professional with over 15 years of experience in the industry. She has been with UBS Fund Services (USA) LLC since 2007 and is registered with FINRA as a General Securities Principal. Maria is licensed in all 50 states and the District of Columbia. She specializes in providing comprehensive financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/08/2007 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
BOTH
Issued 10/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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