Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Bautista Harrison is a financial advisor with Cetera Advisors LLC. Maria has been in the financial services industry since August 9, 2015 and has experience working with Securities America, Inc., Cetera Advisor Networks LLC, J.P. Morgan Institutional Investments Inc., and MBSC Securities Corporation. Maria has a Series 66, Series 63, SIE, and Series 7 license. Maria currently holds an active registration with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/23/2024 - Present
Cetera Advisors LLC (PLEASANT HILL CA)
CA
06/14/2024 - 08/26/2024
OSAIC WEALTH, INC. (PALM DESERT CA)
CA
08/09/2019 - 06/14/2024
SECURITIES AMERICA, INC. (PALM DESERT CA)
CA
03/05/2018 - 07/12/2019
CETERA ADVISOR NETWORKS LLC (WALNUT CREEK CA)
IL
03/23/2012 - 02/18/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
MA
06/27/2011 - 03/19/2012
MBSC SECURITIES CORPORATION (BOSTON MA)
BOTH
Issued 12/03/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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