Unclaimed
Maria Barry is a financial advisor at Commonwealth Financial Network. Maria has been in the industry since 1992 and has a wide range of experience in the financial services industry. Maria is a Series 65, 63, 24, 4, 3, 55, 7, and SIE licensed professional and has a diverse background in investments. Maria works with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Maria's experience and dedication to her clients make her a valuable asset to any portfolio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/27/2018 - Present
Commonwealth Financial Network (Hopewell Junction NY)
CT
12/10/2015 - 04/23/2018
WELLS FARGO CLEARING SERVICES, LLC (DANBURY CT)
NY
11/06/2014 - 02/18/2015
J.P. MORGAN SECURITIES LLC (KATONAH NY)
NY
08/07/2003 - 02/05/2014
STOCK USA EXECUTION SERVICES, INC (CARMEL NY)
NY
04/23/2001 - 07/26/2001
SPEEDTRADER.COM, INC. (KATONAH NY)
CA
06/08/2000 - 07/03/2001
STOCK USA, INC. (EL CAJON CA)
NY
04/08/1996 - 06/07/2000
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NA
09/25/1995 - 10/17/1995
MURIEL SIEBERT & CO., INC.
NY
07/13/1993 - 09/26/1995
ICAHN & CO., INC. (NEW YORK NY)
NJ
07/19/1988 - 07/02/1993
YAMNER & CO., INC. (WALDWICK NJ)
IA
Issued 09/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/15/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2006
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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