Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Cummings is a financial professional with over 15 years of experience in the industry. Maria is currently registered with Phx Financial, Inc. Maria has held previous roles at Portfolio Advisors Alliance, Inc., John Thomas Financial, and Joseph Gunnar & Co. LLC. Maria holds Series 7, Series 63, Series 79TO, Series 99TO, and SIE licenses. Maria is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2016 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
06/21/2013 - 05/19/2015
PORTFOLIO ADVISORS ALLIANCE, INC. (NEW YORK NY)
NY
01/12/2007 - 06/26/2013
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
06/27/2006 - 01/12/2007
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
BC
Issued 12/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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