Unclaimed
Maria Arlene Hughes is a financial advisor with over 20 years of experience in the industry. Maria is currently registered with Raymond James Financial Services Advisors, Inc. Maria has also held previous roles with CETERA INVESTMENT SERVICES LLC and CITIGROUP GLOBAL MARKETS INC. Maria provides a variety of services to clients, including financial planning, investment management, and retirement planning. Maria holds both Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
03/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (PUEBLO CO)
CO
01/24/2012 - 11/10/2015
CETERA INVESTMENT SERVICES LLC (PUEBLO CO)
CO
11/27/2001 - 12/18/2007
CITIGROUP GLOBAL MARKETS INC. (PUEBLO CO)
BOTH
Issued 05/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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