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Maria Ann tzitzouris Plante

Brown, Lisle/cummings, Inc.

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About Maria Ann tzitzouris Plante

Maria Plante is a registered investment advisor representative with Brown, Lisle/cummings, Inc., based in Providence, Rhode Island. Maria has been in the industry since December 1995. Maria Plante is also a registered representative with Brown, Lisle/cummings, Inc. Maria holds Series 4, 7, 14, 24, 63, 65, and SIE licenses. Maria specializes in portfolio management for individuals and businesses, as well as financial planning.

Firm Information

Maria Plante is currently registered with Brown, Lisle/cummings, Inc.. Brown, Lisle/cummings, Inc. is a Corporation that was formed in 1965. They are based in PROVIDENCE, RI and are registered with the SEC and 35 states. Their services include Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. They serve individuals, corporations and other businesses, and high-net-worth individuals, managing over $342,774,504 in assets. They have a wrap fee program and have been the subject of 7 regulatory events.
Brown, Lisle/cummings, Inc.

ONE TURKS HEAD PLACE

PROVIDENCE, RI 02903

$342.77M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maria Plante’s Registration & Firm History

RI

11/10/2006 - Present

Brown, Lisle/cummings, Inc. (PROVIDENCE RI)

CT

04/19/2004 - 08/31/2004

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

MA

08/27/1998 - 03/31/2004

CANTELLA & CO., INC. (MALDEN MA)

RI

12/13/1995 - 09/02/1998

CAROLAN & CO., INC. (PROVIDENCE RI)

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Licenses & Designations

IA

Issued 03/11/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 04/22/1997

Series 4 - Registered Options Principal Examination

BC

Issued 10/28/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Ann tzitzouris Plante.
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