Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Ann Mauceri is a financial professional with over 20 years of experience in the industry. Currently, Maria is registered with Stifel, Nicolaus & Company, Inc. and works out of the Hauppauge, NY branch. Maria's career includes previous roles with First Empire Securities, Inc., Deutsche Bank Securities Inc., and Morgan Stanley & Co., Incorporated. Maria holds Series 3, 7, 99TO, and SIE licenses, and is a registered representative in 47 states. Maria specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/05/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
06/08/2011 - 06/25/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
09/14/1999 - 01/12/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/25/1997 - 09/09/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Maria Mauceri is the right advisor for you? Invested Better is here to help.
