Unclaimed
Maria Angelica Vargas is a securities professional with over 5 years of experience in the industry. She is currently registered with Mufg Securities Americas Inc. and holds Series 63, SIE, and Series 79 licenses. Maria Angelica has previously worked for NATIXIS SECURITIES AMERICAS LLC and ING FINANCIAL MARKETS LLC. She is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/03/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/04/2018 - 02/07/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
09/30/2016 - 04/27/2018
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 12/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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