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Maria Angelica Vargas

Mufg Securities Americas Inc.

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About Maria Angelica Vargas

Maria Angelica Vargas is a securities professional with over 5 years of experience in the industry. She is currently registered with Mufg Securities Americas Inc. and holds Series 63, SIE, and Series 79 licenses. Maria Angelica has previously worked for NATIXIS SECURITIES AMERICAS LLC and ING FINANCIAL MARKETS LLC. She is registered in 51 states and the District of Columbia.

Firm Information

Maria Vargas is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Vargas’s Registration & Firm History

NY

06/03/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

06/04/2018 - 02/07/2023

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

09/30/2016 - 04/27/2018

ING FINANCIAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria Angelica Vargas.
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