Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Reyes is a financial professional with over 15 years of experience in the industry. Maria is currently registered as a Registered Representative and Investment Advisor Representative with RBC Capital Markets, LLC, which has been the advisor's employer for a number of years. Maria has worked for other reputable firms, including UBS Financial Services Inc., Morgan Stanley PWM, Robert W. Baird & Co. Incorporated, and William Blair & Company LLC. The advisor is licensed to provide financial advice in several states including California, Florida, Illinois, Indiana, Oregon, Tennessee, and Texas. Maria is focused on providing portfolio management for individuals, businesses, and pooled investment vehicles, along with other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/29/2022 - Present
RBC Capital Markets, LLC (CHICAGO IL)
IL
04/05/2019 - 10/25/2022
MORGAN STANLEY (Chicago IL)
IL
03/28/2016 - 04/12/2019
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
11/01/2011 - 04/06/2016
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
IL
06/09/2008 - 11/02/2011
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
IL
01/30/2008 - 06/10/2008
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
SC
07/03/2001 - 03/28/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 10/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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