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Maria Ana Perales

Morgan Stanley

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About Maria Ana Perales

Maria Ana Perales is a financial advisor registered with Morgan Stanley. Maria has over 20 years of experience in the financial industry and is licensed to provide investment advice in numerous states. Maria holds a Series 63 license and is also a Series 7, Series 9, Series 10, and Series 66 license holder. Her previous roles were with J.P. MORGAN SECURITIES LLC, UBS PAINEWEBBER INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and UBS INTERNATIONAL INC. Maria specializes in providing portfolio management, financial planning, and asset allocation advice to individual clients and businesses.

Firm Information

Maria Perales is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Maria Perales’s Registration & Firm History

NY

08/08/2018 - Present

Morgan Stanley (New York NY)

NY

10/01/2012 - 08/08/2018

J.P. MORGAN SECURITIES LLC (New York NY)

NY

02/18/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

CT

11/29/2005 - 04/27/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)

NY

06/03/2002 - 08/19/2003

UBS INTERNATIONAL INC. (NEW YORK NY)

NJ

07/20/2001 - 06/03/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

04/14/1994 - 07/30/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/08/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maria Ana Perales.
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