Unclaimed
Maria Alejandra Govea is a financial professional with over 23 years of experience in the investment industry. Maria has a comprehensive background in financial services and has held positions at several prominent firms, including UBS Financial Services Inc., Morgan Stanley and currently Jefferies Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/13/2023 - Present
Jefferies Investment Advisers LLC (Miami FL)
FL
04/19/2016 - 11/06/2023
MORGAN STANLEY (Aventura FL)
FL
01/01/2010 - 04/28/2016
UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)
FL
11/23/2005 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
FL
05/15/2000 - 12/07/2005
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
06/03/1997 - 03/02/1998
SOCIMER SECURITIES CORPORATION (MIAMI FL)
IA
Issued 04/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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