Unclaimed
Maria Agustina Politti is a financial advisor with Equitable Advisors, LLC. Maria has been in the financial services industry since 2006. She has worked at several firms, including MML Investors Services, Inc., Ameriprise Advisor Services, Inc., ING Financial Partners, Inc., AXA Advisors, LLC, and Waddell & Reed, Inc.. Maria is registered as a Registered Representative (Series 63, 66, 7 and SIE), an Investment Advisor Representative (Series 65) and has been approved to practice in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/31/2016 - Present
Equitable Advisors, LLC (AUSTIN TX)
TX
07/15/2009 - 12/14/2009
MML INVESTORS SERVICES, INC. (AUSTIN TX)
TX
03/06/2006 - 12/17/2008
AMERIPRISE ADVISOR SERVICES, INC. (AUSTIN TX)
CT
03/18/2005 - 01/20/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
NY
12/16/2003 - 03/17/2005
AXA ADVISORS, LLC (NEW YORK NY)
KS
09/03/2003 - 11/19/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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