Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Adriana Nunes figueira is a financial advisor with Citigroup Global Markets Inc., with a professional career spanning over 18 years in the financial industry. Maria has a strong foundation in financial services, having held previous positions at CITI INTERNATIONAL FINANCIAL SERVICES LLC and CITICORP FINANCIAL SERVICES CORPORATION. Maria is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses including Series 7, Series 10, Series 24, and Series 66. Maria specializes in providing a wide range of financial services including portfolio management, investment advice, financial planning, pension consulting, and publication of periodicals. Maria is currently registered with the Securities and Exchange Commission (SEC) as a registered investment adviser (IA) in Florida, Colorado, Indiana, Kansas, Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/19/2014 - Present
Citigroup Global Markets Inc. (Miami FL)
NA
07/09/2010 - 08/13/2014
CITI INTERNATIONAL FINANCIAL SERVICES LLC (CARACAS )
PR
10/25/2002 - 06/30/2006
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
BOTH
Issued 11/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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