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Maria A Foor

Cetera Advisors LLC

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About Maria A Foor

Maria Foor is a financial professional with over 13 years of experience in the financial services industry. Maria has a strong track record of success in providing investment advice and guidance to clients. Maria is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Advisor Networks LLC. Prior to joining these firms, Maria worked at First Allied Securities, Inc., RBC Capital Markets, LLC, Montage Securities, LLC, and CBIZ Financial Solutions, Inc. Maria is licensed to sell securities in Pennsylvania. Maria holds Series 6, 7, 24, 63, and SIE licenses.

Firm Information

Maria Foor is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maria Foor’s Registration & Firm History

CA

12/20/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

12/20/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

MD

05/03/2017 - 12/01/2021

RBC CAPITAL MARKETS, LLC (CUMBERLAND MD)

MD

10/31/2013 - 12/18/2015

RBC CAPITAL MARKETS, LLC (CUMBERLAND MD)

KS

12/05/2011 - 10/31/2013

MONTAGE SECURITIES, LLC (OVERLAND PARK KS)

MD

10/08/2010 - 12/09/2011

CBIZ FINANCIAL SOLUTIONS, INC. (CUMBERLAND MD)

MD

04/22/2009 - 05/27/2010

CBIZ FINANCIAL SOLUTIONS, INC. (CUMBERLAND MD)

PA

05/21/2008 - 04/06/2009

M&T SECURITIES, INC. (ALTOONA PA)

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Licenses & Designations

BC

Issued 06/25/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2009

Series 7 - General Securities Representative Examination

BC

Issued 05/20/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maria A Foor.
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