Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maria? Claim Your ProfileMaria Alexander is a financial advisor with Stephens. She has been working in the industry since 2012 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Maria is a Series 7 and Series 63 licensed representative and also holds the Series 65 license. Maria offers financial planning, portfolio management, and pension consulting services. She is a registered representative in several states including Texas and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
SC
08/02/2016 - Present
Stephens (COLUMBIA SC)
SC
06/09/2015 - 03/07/2016
METLIFE SECURITIES INC. (COLUMBIA SC)
SC
05/28/2014 - 05/28/2015
NATIONWIDE SECURITIES, LLC (COLUMBIA SC)
SC
08/07/2013 - 05/13/2014
LPL FINANCIAL LLC (LEXINGTON SC)
SC
03/07/2012 - 07/30/2013
WELLS FARGO ADVISORS, LLC (CHARLESTON SC)
IA
Issued 03/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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