Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mari? Claim Your ProfileMari Hoffman is a financial professional with over 30 years of experience in the industry. Mari is currently registered with Daiwa Capital Markets America Inc. Mari has held previous roles with HSBC Securities (USA) Inc. and G.X. Clarke & Co. Mari holds a Series 7, Series 63, Series 72, and SIE license. Mari is registered in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2009 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
05/25/2001 - 03/13/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
07/25/1987 - 03/16/2001
G.X. CLARKE & CO. (JERSEY CITY NJ)
BC
Issued 11/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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