Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mari? Claim Your ProfileMari Lloyd is a financial advisor with over 20 years of experience in the industry. Mari has a wide range of experience, having worked with firms such as Merrill Lynch, Wachovia Securities, and J.W. Cole Financial, Inc. Mari holds a Series 7, Series 63, and Series 65 license. Mari is currently registered with Cambridge Investment Research Advisors, Inc. and is licensed to conduct business in Arizona, Texas, and other states. Mari provides a wide range of financial services including financial planning, portfolio management, and pension consulting. Mari is committed to providing her clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
08/19/2020 - Present
Cambridge Investment Research Advisors, Inc. (Gilbert AZ)
AZ
08/02/2013 - 09/17/2020
J.W. COLE FINANCIAL, INC. (MESA AZ)
AZ
03/27/2009 - 08/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MESA AZ)
AZ
02/01/2007 - 03/31/2009
WACHOVIA SECURITIES, LLC (MESA AZ)
AZ
01/08/2002 - 02/01/2007
ATLAS SECURITIES, LLC (MESA AZ)
MA
02/26/2001 - 01/28/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/26/2001 - 01/28/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
10/08/1999 - 08/15/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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