Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mari? Claim Your ProfileMari McCain is a financial professional with over 20 years of experience in the industry. Mari has worked at a variety of firms, including Southwest Securities, Inc., Oppenheimer & Co. Inc., and Raymond James & Associates, Inc., and is currently registered with Southstate|duncanwilliams Securities Corp. Mari's expertise includes securities and investment products. Mari is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. Mari is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/20/2024 - Present
Southstate|duncanwilliams Securities Corp. (Houston TX)
TX
04/11/2017 - 12/12/2023
FLAGSTAR ADVISORS (HOUSTON TX)
TX
12/03/2007 - 04/10/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
TX
07/08/2005 - 12/03/2007
SMH CAPITAL INC. (HOUSTON TX)
TX
11/11/2004 - 07/14/2005
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
08/22/2003 - 11/15/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
FL
03/14/2002 - 09/04/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 04/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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