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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marguerite? Claim Your ProfileMarguerite Travis Rowland is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Marguerite has been in the industry since 1989 and has worked for a number of firms including UBS Financial Services Inc., BANC One Securities Corporation, BANC One Capital Corporation, Liberty Investment Services, Inc. and J.J.B. Hilliard, W.L. Lyons, Inc. Marguerite is registered with FINRA and licensed in 53 states and the District of Columbia. Marguerite provides a range of services including portfolio management for individuals and businesses, pension consulting and educational seminars. Marguerite is a Series 7, Series 63 and Series 65 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
11/02/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOUISVILLE KY)
KY
03/26/2004 - 11/12/2012
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
IL
03/15/1995 - 04/08/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
10/18/1994 - 12/01/1995
BANC ONE CAPITAL CORPORATION (COLUMBUS OH)
NA
09/02/1994 - 10/19/1994
LIBERTY INVESTMENT SERVICES, INC.
KY
03/21/1989 - 08/05/1994
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 12/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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