Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marguerite? Claim Your ProfileMarguerite Fiori is an Investment Advisor Representative and the CEO of Fiori Financial Group. Marguerite is a financial professional with over 20 years of experience in the industry. Marguerite has held positions with several prominent financial institutions, including Raymond James Financial Services, Inc. and LPL Financial LLC. Marguerite has a strong focus on providing comprehensive financial planning and investment management services to individuals, families, and small businesses. Marguerite holds the Series 63, 65, 66, 7, 31 and SIE securities licenses. Marguerite's firm provides investment advisory services to individuals and businesses and holds approximately $385 million in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/16/2022 - Present
Fiori Financial Group (FORT LAUDERDALE FL)
FL
01/07/2016 - 12/31/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (FT. LAUDERDALE FL)
FL
11/04/2009 - 01/15/2016
LPL FINANCIAL LLC (FT LAUDERDALE FL)
FL
03/03/2003 - 11/10/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (PLANTATION FL)
FL
12/19/2001 - 02/27/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
12/04/1997 - 12/19/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/09/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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