Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marguerite? Claim Your ProfileMarguerite L. Ford is a financial professional with over 20 years of experience in the industry. Marguerite is currently registered with Northwestern Mutual Investment Services, LLC in Richardson, Texas. Marguerite has previously held positions with Clark Securities, Inc., 1st Global Capital Corp., ING Financial Advisors, LLC, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Aetna Financial Services, Inc., and Aetna Investment Services, Inc. Marguerite holds the Series 6, 7, 24, 63, and 65 licenses, as well as the SIE. Marguerite is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
09/03/2024 - Present
Northwestern Mutual Investment Services, LLC (Richardson TX)
TX
12/07/2012 - 02/09/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PLANO TX)
NC
08/18/2008 - 07/01/2011
CLARK SECURITIES, INC. (GREENSBORO NC)
TX
10/01/2003 - 11/16/2006
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CT
12/12/2001 - 09/19/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IN
09/06/2000 - 11/21/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/06/2000 - 11/21/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
05/01/2000 - 07/11/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
04/01/1999 - 07/11/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 12/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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