Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margot? Claim Your ProfileMargot Katherine Dooley is a registered representative with TD Securities (usa) LLC. Margot has been active in the securities industry since April 17, 2024. Margot is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 63, Series 79, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 05/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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