Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margot? Claim Your ProfileMargot Elizabeth Allman-smith is a financial advisor with Raymond James Financial Services Advisors, Inc. Margot is a registered representative in Virginia and has been active in the financial services industry since 2002. Margot has held positions at several firms including Edward Jones, AXA Advisors, LLC, Wachovia Securities, LLC, and Wachovia Securities, Inc. Margot holds several licenses and certifications, including Series 6, 7, and 66. She is a highly experienced financial advisor who is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
10/09/2009 - Present
Raymond James Financial Services Advisors, Inc. (HARRISONBURG VA)
VA
01/21/2005 - 03/02/2007
EDWARD JONES (HARRISONBURG VA)
NY
06/08/2004 - 01/24/2005
AXA ADVISORS, LLC (NEW YORK NY)
MO
06/15/2002 - 05/17/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/27/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 10/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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