Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margot? Claim Your ProfileMargot Ann O'Neill is an active Registered Representative and Investment Advisor Representative, currently associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Margot has over 40 years of experience in the financial services industry, having joined Merrill Lynch in 1979. Margot holds the Series 7, 63, 65, and 66 securities licenses, as well as the SIE exam. Margot is registered in multiple states across the US, including New Jersey, Texas, and many others. Margot specializes in providing financial advice and investment services to a wide range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/24/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
BOTH
Issued 05/08/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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