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Margo Smith Mumma

Dealerweb Inc.

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About Margo Smith Mumma

Margo Mumma is a financial professional with over 19 years of experience in the financial services industry. Margo is currently registered with Dealerweb Inc. and holds the Series 7, Series 63, and SIE licenses. Margo's previous experience includes positions at CreditEx Securities Corporation, Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Margo Mumma is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Margo Mumma’s Registration & Firm History

NJ

10/30/2013 - Present

Dealerweb Inc. (Jersey City NJ)

NY

05/26/2010 - 07/31/2013

CREDITEX SECURITIES CORPORATION (NEW YORK NY)

NY

12/07/2005 - 06/10/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/09/2003 - 10/05/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Margo Smith Mumma.
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