Unclaimed
Margo Spencer is a financial advisor with Edward Jones. Margo has been in the financial services industry for over 30 years. Margo is licensed to provide financial advice in Arizona. Margo is a registered representative with FINRA and a registered investment advisor with the state of Arizona. Margo specializes in providing financial advice to individuals, families, and businesses. Margo offers a variety of services, including financial planning, investment management, and retirement planning. Margo is committed to providing her clients with personalized and professional financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
09/27/2012 - Present
Edward Jones (PHOENIX AZ)
AZ
05/12/2011 - 06/04/2012
SAMMONS SECURITIES COMPANY, LLC (PHOENIX AZ)
AZ
11/19/2007 - 05/12/2011
VSR FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
10/31/2005 - 11/19/2007
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
12/17/1997 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
03/31/2003 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
03/31/2003 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
08/18/1997 - 10/27/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
08/19/1996 - 05/08/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
08/04/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
03/21/1993 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
10/15/1992 - 02/12/1993
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
IA
01/27/1992 - 03/31/1992
MIDAMERICA MANAGEMENT CORPORATION (CEDAR RAPIDS IA)
NA
09/19/1989 - 05/29/1990
BOETTCHER & COMPANY, INC.
IA
Issued 12/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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